Through comparison of securities supervision system , issuing market , trading market , serving market and so on among united kingdom , united states , japan and china , we can find that the following problems in our securities supervision : multi - management and inconsistent policies , incomplete jurisdiction system , irregular self - disciplinary system , incomplete verification system of securities issuing market , high risks brought by single type broker dealers , weak securities supervision , backward supervision concept and poor quality of supervisors 通過將我國與英、美、日等幾個主要國家進(jìn)行證券監(jiān)管體系、發(fā)行市場、交易市場、服務(wù)市場等方面的比較,可以看出,我國在證券監(jiān)管方面存在證券監(jiān)管多頭管理、政出多門,證券監(jiān)管的法律體系不完善,證券市場的自律機(jī)制不健全,證券發(fā)行市場的核準(zhǔn)制不完善,證券商種類單一、風(fēng)險較高,證券監(jiān)管乏力,監(jiān)管理念落后,監(jiān)管人員素質(zhì)較低等方面的問題。